In-depth Analysis of the Qualifications of Import and Export Agents: Compliance Checklist and Risk Avoidance under the New Regulations in 2026

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Under the new customs regulations of 2026, how can foreign trade enterprises identify compliance blind spots in their import and export agency qualifications? This article provides a checklist for qualification processing, practical SOPs for AEO certification, and three immediate compliance actions to avoid customs declaration delays or fines.

After the official implementation of Document No.28 of the General Administration of Customs in 2026,more than 60% of theThe company is acting as an agent forThere are compliance blind spots in the qualification process—either mistaking "filing" for "approval" or ignoring the new requirements for digital certification.This directly results in a 3-5 working day delay in customs declaration,and may even trigger customs inspections and early warnings.

The underlying logic of qualification compliance under the new regulations of 2026

In-depth Analysis of the Qualifications of Import and Export Agents: Compliance Checklist and Risk Avoidance under the New Regulations in 2026

The core change of the new regulations is to shift from "post-event supervision" to "dynamic compliance during the process",and to strengthen the synergistic effects of qualifications such as digital certificates and AEO certifications.Enterprises need to shift from "passive filing" to "active management" in order to avoid supply chain disruptions caused by incomplete qualifications.

Comparison dimensionOld rules (2020-2023)New regulations (implemented in May 2026)
Qualification typeRegistration of Foreign Trade Operators + Customs RegistrationForeign Trade Operator Registration (Online) + Customs AEO Certification (Optional) + Single Window Digital Certificate
Core RequirementsSubmit the paper materials offlineElectronic signature + real-time data integration
Approval timeframe5 - 7 working days3 working days (for filing)/15 working days (for AEO)
Punishment riskA fine of less than 5,000 yuan will be imposed for failing to registerThe customs declaration was delayed due to incomplete qualifications,and a fine of 0.5% to 3% of the total value of the goods was imposed.

Practical Guide to Compliance with Import and Export Agency Qualifications (2026 Edition)

Step 1: Check the basic qualifications (registration as a foreign trade operator)

Output:

  • LoginGotothe"EnterpriseQualifications"-"ForeignTradeOperatorRegistration"module.
  • Uploadthebusinesslicense(thescopeofbusinessmustinclude"importandexportofgoods"or"importandexportoftechnology"),andthescannedfrontandbacksidesofthelegalrepresentative’sIDcard(whichmustbestampedwithanelectronicsignature).
  • Aftersubmission,within1-3workingdays,youcandownloadtheelectronicfilingformfromthe"FilingReceiptInquiry"(youneedtosavethePDFversionforsubsequentcustomsregistration).

Step 2: Customs registration and electronic port filing

Output:

  • Inthe"RegistrationofDeclarantUnits"moduleoftheSingleWindow,fillinthebasicinformationoftheenterprise(consistentwiththefilinginformation),anduploadthefilingreceiptandthepowerofattorney(whichrequiresanelectronicsignature).
  • Applyforthee-portdigitalcertificatesynchronously:Select"ICCardRetrieval"or"ElectronicCertificateApplication",andbindthelegalperson’sreal-namemobilephonenumber(anewrequirementaddedin2026).
  • Ifthebusinessinvolvesbondedwarehousing/processing,anadditional"QualificationApplicationFormforBondedLogisticsEnterprises"(thetemplatecanbedownloadedfromtheofficialwebsiteoftheGeneralAdministrationofCustoms)mustbesubmitted.

Step 3: Selection and application for AEO certification (optional but highly valuable)

Output:

In-depth Analysis of the Qualifications of Import and Export Agents: Compliance Checklist and Risk Avoidance under the New Regulations in 2026

  • Evaluatingtheenterprise’sscale:Withanannualimportandexportvolumeof≥5millionUSD,itisrecommendedtoapplyforAEOGeneralCertification(forAdvancedCertification,theannualimportandexportvolumemustbe≥20millionUSDandtheremustbenoviolationrecords).
  • Preparethefollowingmaterials:CustomsInspectionReportsofthepastthreeyears(norecordofsmuggling),thepreviousyear’sauditreport,andtheSupplyChainSafetyManagementSystem(whichmustincludeprovisionsondatasecurityandproducttraceability).
  • Submitthematerialsthroughthe"AEOCertificationApplication"moduleoftheSingleWindow,andthecustomswillcompletetheon-sitereviewwithin15workingdays(itisnecessarytopreparetheofficepremises,monitoringsystems,andotherhardwareforverificationinadvance).

Step 4: Dynamic Compliance Management (to avoid the expiration of qualifications)

Output:

  • Everyquarter,logintothe"QualificationSelf-Check"functionoftheSingleWindowandcheckthefilinginformation(forexample,changestothelegalrepresentativeorbusinessscopemustbeupdatedwithin10workingdays).
  • Theagencyisrequiredtoprovidemonthlyscreenshotsofits"singlewindow"qualifications(includingtheAEOlevelandthevalidityperiodofthedigitalcertificate)viatheonlineplatform.Verifytheauthenticity.
  • Registerforthe"CustomsEnterpriseManagement"miniprogramandsetupareminderfortheexpirationofqualifications(forexample,thevalidityperiodofthefilingreceiptis3years,soyouneedtostarttheupdateprocess90daysinadvance).

Hidden risk point ignored by 90% of firms: Qualification linkage

Many companies mistakenly believe that "receiving the filing receipt equals compliance",but under the new regulations,the "qualification linkage effect" is the core risk.If the AEO level of the agent company is "general certification",while the client’s core supplier has "advanced certification",the inspection rate of the entire supply chain will be lowered to the level of "general certification".Practical recommendations: When signing the agency contract,require the other party to provide a screenshot of their "Single Window" qualification (which must include their AEO level and the validity period of their digital certificate),and verify its authenticity through the Customs Enterprise Management System (by entering the company’s customs code).

There are three qualification compliance actions that can be implemented today.

  • Action1:LogintotheSingleWindow,exporttheenterprisequalificationfilingform,andcheckwhetherthebusinessscopeincludes"importandexportofgoods/technology"(completedin10minutes).
  • Action2:ContacttheagencyandrequesttheirAEOcertificationstatusandthevalidityperiodofthedigitalcertificatefor2026(ascreenshotverificationisrequired).
  • Action3:Registerthe"CustomsEnterpriseManagement"miniprogramandsetupareminderfortheexpirationofqualifications(forexample,thevalidityperiodofthefilingreceiptis3years,soitneedstobeupdated90daysinadvance).
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